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7-4 欧盟金融监管体制改革法规汇编(中英文对照本)

7-4 欧盟金融监管体制改革法规汇编(中英文对照本)

出版社:法律出版社出版时间:2013-11-01
开本: 16开 页数: 639
本类榜单:法律销量榜
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7-4 欧盟金融监管体制改革法规汇编(中英文对照本) 版权信息

  • ISBN:9787511851369
  • 条形码:9787511851369 ; 978-7-5118-5136-9
  • 装帧:一般胶版纸
  • 册数:暂无
  • 重量:暂无
  • 所属分类:>

7-4 欧盟金融监管体制改革法规汇编(中英文对照本) 本书特色

《欧盟金融监管体制改革法规汇编(中英文对照本)/境外资本市场重要法律文献译丛》编著者姚刚。 本书包括6个条例,分别是《欧洲议会与欧盟理事会第2010/78/EU号指令》、《欧洲议会与欧盟理事会第1092/2010号(欧盟)条例》、《欧洲议会与欧盟理事会第1093/2010号(欧盟)条例》、《欧洲议会与欧盟理事会第1094/2010号(欧盟)条例》、《欧洲议会与欧盟理事会第1095/2010号(欧盟)条例》、《欧洲议会与欧盟理事会第1096/2010号(欧盟)条例》。

7-4 欧盟金融监管体制改革法规汇编(中英文对照本) 内容简介

本书包括6个条例,分别是《欧洲议会与欧盟理事会第2010/78/EU号指令》、《欧洲议会与欧盟理事会第1092/2010号(欧盟)条例》、《欧洲议会与欧盟理事会第1093/2010号(欧盟)条例》、《欧洲议会与欧盟理事会第1094/2010号(欧盟)条例》、《欧洲议会与欧盟理事会第1095/2010号(欧盟)条例》、《欧洲议会与欧盟理事会第1096/2010号(欧盟)条例》。

7-4 欧盟金融监管体制改革法规汇编(中英文对照本) 目录

directive 2010/78/eu of the european parliament and of the council 1

article 1 amendments to directive 98/26/ec 20
article 2 amendments to directive 2002/87/ec 22
article 3 amendments to directive 2003/6/ec 32
article 4 amendments to directive 2003/41/ec 36
article 5 amendments to directive 2003/71/ec 40
article 6 amendments to directive 2004/39/ec 50
article 7 amendments to directive 2004/109/ec 70
article 8 amendments to directive 2005/60/ec 86
article 9 amendments to directive 2006/48/ec 92
article 10 amendments to directive 2006/49/ec 122
article 11 amendments to directive 2009/65/ec 124
article 12 review 154
article 13 transposition 154
article 14 entry into force 156
article 15 addressees 156


regulation (eu) no 1092/2010 of the european
parliament and of the council 159

chapter i general provisions 174
article 1 establishment 174
article 2 definitions 176
article 3 mission, objectives and tasks 176
chapter ii organisation 178
article 4 structure 178
article 5 chair and vice-chairs of the esrb 180
article 6 general board 182
article 7 impartiality 182
article 8 professional secrecy 182
article 9 meetings of the general board 184
article 10 voting modalities of the general board 184
article 11 steering committee 186
article 12 advisory scientific committee 186
article 13 advisory technical committee 188
article 14 other sources of advice 190
chapter iii tasks 190
article 15 collection and exchange of information 190
article 16 warnings and recommendations 192
article 17 follow-up of the esrb recommendations 192
article 18 public warnings and recommendations 194
chapter iv final provisions 194
article 19 accountability and reporting obligations 194
article 20 review 196
article 21 entry into force 196


regulation (eu) no 1093/2010 of the european parliament and of the council 199

chapter i establishment and legal status 236
article 1 establishment and scope of action 236
article 2 european system of financial supervision 238
article 3 accountability of the authorities 240
article 4 definitions 240
article 5 legal status 240
article 6 composition 242
article 7 seat 242
chapter ii tasks and powers of the authority 242
article 8 tasks and powers of the authority 242
article 9 tasks related to consumer protection and financial activities 246
article 10 regulatory technical standards 248
article 11 exercise of the delegation 250
article 12 revocation of the delegation 252
article 13 objections to regulatory technical standards 252
article 14 non-endorsement or amendment of draft regulatory technical standards 254
article 15 implementing technical standards 254
article 16 guidelines and recommendations 258
article 17 breach of union law 260
article 18 action in emergency situations 262

article 19 settlement of disagreements between competent authorities in cross-
border situations 264
article 20 settlement of disagreements between competent authorities across sectors 266
article 21 colleges of supervisors 266
article 22 general provisions 270
article 23 identification and measurement of systemic risk 270
article 24 permanent capacity to respond to systemic risks 272
article 25 recovery and resolution procedures 272
article 26 european system of deposit guarantee schemes 272
article 27 european system of bank resolution and funding arrangements 274
article 28 delegation of tasks and responsibilities 274
article 29 common supervisory culture 276
article 30 peer reviews of competent authorities 276
article 31 coordination function 278
article 32 assessment of market developments 280
article 33 international relations 280
article 34 other tasks 282
article 35 collection
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